Subcommittees on
Capital Markets, Insurance, and Government Sponsored Enterprises
And
Financial Institutions and Consumer Credit

Joint Hearing entitled Pushing Back the Pushouts: the SEC's Broker-Dealer Rules

Thursday, August 02, 2001

Transcripts: Hearing Transcript Printed Hearing: 107-43

Prepared Testimony: Laura S. Unger, Acting Chairman, Securities and Exchange Commission
Laurence H. Meyer, Governor, Board of Governors of the Federal Reserve System
William F. Kroener, General Counsel, Federal Deposit Insurance Corporation
Ellen Broadman, Director of Securities and Corporate Practices, Office of the Comptroller of the Currency
Michael E. Patterson, Vice Chairman, J.P. Morgan Chase & Co.
Edward D. Higgins, Executive Vice President, U.S. Bancorp on behalf of the American Bankers Association Securities Association
Robert M. Kurucza, General Counsel, Bank Securities Association
K. Reid Pollard, President and Chief Executive Officer, Randolph Bank & Trust Company on behalf of the Independent Community Bankers of America
Eugene F. Maloney, Executive Vice President and Corporate Counsel, Federated Investors, Inc.