Skip Navigation

Committee on Financial Services

United States House of Representatives

Hearing - Full Committee

Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight of Private Pools of Capital, and Creating a National Insurance Office

Date: October 6, 2009


2128 Rayburn House Office Building

Click Here To View Archived Webcast

Witness List & Prepared Testimony:

Panel One—Strengthening Investor Protection

  • Ms. Denise Voigt Crawford, Texas Securities Commissioner, Securities Administrators Board, on behalf of North American Securities Administrators Association
  • Mr. Richard Ketchum, Chairman and CEO, Financial Industry Regulatory Authority
  • Mr. Mercer E. Bullard, Founder and President, Fund Democracy, Inc.
  • Mr. John Taft, Head of Wealth Management, RBC Wealth Management, on behalf of Securities Industry and Financial Markets Association
  • Mr. David G. Tittsworth, Executive Director, Investment Adviser Association
  • Mr. Bruce W. Maisel, Vice President and Managing Counsel, General Counsel’s Office, Thrivent Financial for Lutherans, on behalf of the American Council of Life Insurers

Panel Two—Enhancing Oversight of Private Pools of Capital

Panel Three—Creating a National Insurance Office

  • Ms. Janice M. Abraham, President and Chief Executive Officer, United Educators Insurance, on behalf of the Property Casualty Insurers Association of America
  • Mr. David B. Atkinson, Executive Vice President and Vice Chairman, RGA Reinsurance Company, on behalf of the Reinsurance Association of America
  • Mr. Dennis S. Herchel, Assistant Vice President & Counsel, Massachusetts Mutual Life Insurance Company, on behalf of the American Council of Life Insurers
  • Mr. Spencer M. Houldin, President, Ericson Insurance Advisors, on behalf of the Independent Insurance Agents & Brokers of America
  • Ms. Therese Vaughan, Chief Executive Officer, National Association of Insurance Commissioners
  • Mr. J. Stephen Zielezienski, Senior Vice President & General Counsel, American Insurance Association

Available Member Statements: Congressman Kanjorski

Printed Hearing: 111-84


In this Section


E-mail Updates

Sign up to get e-mail updates from the Committee

Committee on Financial Services  •  2129 Rayburn House Office Building  •  Washington, DC 20515  •  (202) 225-7502
For Press Inquiries: (202) 226-0471